• Elliot Appel

    Head of Product, UGM Americas Structured Products, UBS

    Elliott oversees UBS’s structured product origination, development and execution functions. His responsibilities include managing UBS’s product offerings, new product capabilities, strategic initiatives, trading and execution, education, marketing and analytics. Elliott also leads our operational risk and business management initiatives.

    Elliott joined UBS in 2009 as part of the Legal Department. In his legal capacity, Elliott counseled Structured Products and Fixed Income Solutions (Taxable and Municipal) on syndicate and secondary transactions as well as regulatory and risk items. He began with Structured Products as the Head of Business Development in 2016, responsible for new strategic initiatives, product governance and risk management. In 2024 Elliott became the Head of Product, responsible for the origination, development and execution of structured products. 

    Elliott holds a B.A. in Political Science with a double major in International Business from Washington University in St. Louis. He also holds a J.D. from Brooklyn Law School.

    Elliott holds FINRA Series 7, 66, 79, and 24 licenses and is a registered attorney in New York.